The City watchdog has banned a former Quilter adviser from working in finance, accusing him of “recklessly betraying his responsibilities” by offering pensions advice he wasn’t qualified to give. The Financial Conduct Authority (FCA) has given Daniel Thomas – whose DPT Financial Solutions was an approved representative of FTSE 250 wealth manager Quilter – a [...]
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September 3, 2026 at 9:49 AM
‘Reckless’ pensions advice: Watchdog slaps ex-Quilter rep with huge fine
CityAM